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Do, 26.09.2024 18:08
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pta20240926042
Release according to article 40 para. 1 WpHG
Pressefach Pressefach

Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG

München (pta042/26.09.2024/18:08) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: Siemens Energy AG
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: München, Germany

2. Reason for notification:
Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
Morgan Stanley & Co. LLC

5. Date on which threshold was crossed or reached
23.09.2024

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 5.02 2.29 7.31 799,309,712
Previous notification (if applicable) 4.31 1.78 6.09

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000ENER6Y0 0 40,108,088 0.00 5.02
Total: 40,108,088 5.02

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Equity Call Option From 20.12.2024 to 17.12.2027 at any time 3,342,645 0.42
Right of recall over securities lending agreements at any time at any time 1,395,382 0.17
Compound Option 30.04.2027 at any time 74,399 0.01
Total: 4,812,426 0.6

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Equity Put Option From 18.10.2024 to 19.12.2025 at any time Physical 574,400 0.07
Retail Structured Product From 25.11.2072 to 19.09.2074 at any time Cash 8,370 0.00
Equity Swap From 11.10.2024 to 30.09.2026 at any time Cash 12,895,614 1.61
Compound Option From 21.07.2025 to 14.05.2029 at any time Cash 6,763 0.00
Total: 13,485,147 1.69

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Domestic Holdings, LLC
Morgan Stanley Capital Services LLC
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley & Co. LLC 3.55
-
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley International Limited
Morgan Stanley Investments (UK)
Morgan Stanley & Co. International plc
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley & Co. LLC 3.55
Prime Dealer Services Corp.
-
Morgan Stanley
Morgan Stanley International Holdings Inc.
Morgan Stanley B.V.
-
Morgan Stanley
Morgan Stanley Capital Management, LLC
Morgan Stanley Smith Barney LLC

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
The notification was triggered due to an acquisition of client securities over which Morgan Stanley & Co. LLC has a right of use

Date
26.09.2024

(Ende)

Aussender: Siemens Energy AG
Otto-Hahn-Ring 6
81739 München
Deutschland
Ansprechpartner: Investor Relations
Tel.: +49 89 207084040
E-Mail:
Website: www.siemens-energy.com
ISIN(s): DE000ENER6Y0 (share)
Börsen: regulated market in Frankfurt; free market in Dusseldorf, free market in Hamburg, free market in Hannover, free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate
Siemens Energy AG
   
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